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14 декабря, 2021
DFT has some limitations in predicting accurate vacancy formation energies in transition metals. The exceptional agreement with the experiment obtained initially within DFT-LDA50 was later shown to result from a cancellation between two effects. First, the
structural relaxation, which was neglected by Korhonen etal50 is now known to significantly reduce the vacancy formation energy, in particular in bcc metals.51 Second, due to limitations of exchange-correlation functionals at surfaces, DFT-LDA tends to underestimate the vacancy formation energy. This discrepancy is even larger within DFT-GGA, and it increases with the number of valence electrons. It is therefore rather small for early transition metals (Ti, Zr, Hf,), but it is estimated to be as large as 0.2 eV in LDA and 0.5 eV in GGA-PW1 for late transition metals (Ni, Pd, Pt).52 However, the effect is much weakerformigration ener — gies.52 A new functional, AM05, has been proposed to cope with this limitation.53
Less spectacular effects are expected in vacancy — type defects than in interstitial-type defects when going from empirical potentials to DFT calculations. The discussion on vacancy-type defects in Fe will be restricted to the results obtained within DFT-GGA, due to the superiority of this functional for bulk properties. For pure Fe, DFT-GGA vacancy formation and migration energies are in the range of 1.93-2.23 eV and 0.59-0.71 eV.41,43,54 These values are in agreement with experimental estimates at low temperatures in ultrapure iron, namely 2.0 ± 0.2 eV and 0. 55 eV, respectively. These values can be reproduced by empirical potentials when included in the fit, but one discrepancy remains with DFT concerning the shape of the migration barrier. It is indeed clearly a single hump in DFT25 and usually a double hump with empirical potentials.
Concerning vacancy clusters, the structures predicted by empirical potentials, namely compact structures, were confirmed by DFT calculations, but there are discrepancies in the migration energies. In both cases, the most stable divacancy is the next — nearest-neighbor configuration, with a binding energy of 0.2-0.3 eV.25,55,56 The migration can occur by two different two-step processes, with an intermediate configuration that is either nearest neighbor or fourth nearest neighbor.56 A quite unexpected result of DFT calculations was the prediction of rather low migration energies for the tri — and quadrivacancies, namely 0.35 and 0.48 eV.25 Depending on the potential, this phenomenon is either not reproduced or only partly reproduced (see Figure 5).57
Stronger deviations from empirical potential predictions for divacancies are observed in DFT calculations performed in other bcc metals. The most dramatic case is that of tungsten, where the next — nearest-neighbor interaction is strongly repulsive (0.5 eV) and the nearest-neighbor interaction is
Figure 5 Migration energies of vacancy clusters in Fe, as a function of cluster size. Reproduced from Fu, C. C.; Willaime, F. (2004) Unpublished. |
vanishing.58 This result does not explain why voids are formed in tungsten under irradiation.
In nearly free electron (NFE) theory, the effects of the atoms are included via a weak ‘pseudopotential.’ The interatomic forces arise from the response of the electron gas to this perturbation. To examine the appropriate form for an interatomic potential, we consider a simple weak, local pseudopotential V0(r). The total potential actually seen at ri due to atoms at rj will be as follows:
V(ri) = X Vo(rj) + W(r)
j
where W(r) describes how the electrons interact with one another. Given the dielectric constant,
we can estimate W in reciprocal space using linear response theory:
W (q) = Vo(q)/e(q)
where e(q) is the dielectric function. In Thomas Fermi theory,
e(q) = 1 + (4kF=P00q2)
where a0 is the Bohr radius. A more accurate approach due to Lindhard:
4kF
%a0q2
where x = q/2kF accounts for the reduced screening at high q, and p0 is the mean electron density.
From this screened interaction, it is possible to obtain volume-dependent real space potentials.6
The contributions to the total energy are as follows:
• The free electron gas (including exchange and correlation)
• The perturbation to the free electron band structure
• Electrostatic energy (ion-ion, electron-electron, ion-electron)
• Core corrections (from treating the atoms as pseudopotentials)
In this model, interatomic pair potential terms arise only from the band structure and the electrostatic energy (the difference between the Ewald sum and a jellium model) and give a minor contribution to the total cohesive energy. However, these terms are totally responsible for the crystal structure.
A key concept emerging from representing the Lindhard screening in real space is the idea of a ‘Friedel oscillation’ in the long-range potential:
cos 2kFr (2kFr )3
This arises from the singularity in the Lindhard function at q = 2kF: physically, periodic lattice perturbations at twice the Fermi vector have the largest perturbative effect on the energy. The effect of Friedel oscillations is to favor structures where the atoms are arranged with this preferred wavelength. It gives rise to numerous effects.
• Kohn anomalies in the phonon spectrum are particular phonons with anomalously low frequency. The wavevector of these phonons is such as to match the Friedel oscillation.
• Soft phonon instabilities are an extreme case of the Kohn anomaly. They arise when the lowering of energy is so large that the phonon excitation has negative energy. In this case, the phonon ‘freezes in,’ and the material undergoes a phase transformation to a lower symmetry phase.
• Quasicrystals are an example where the atoms arrange themselves to fit the Friedel oscillation. This gives well-defined Bragg Peaks for scattering in reciprocal space, and includes those at 2kF but no periodic repetition in real space.
• Charge density waves refer to the buildup of charge at the periodicity of the Friedel oscillation.
• ‘Brillouin Zone-Fermi surface interaction’ is yet another name for essentially the same phenomenon, a tendency for free materials from structures which respect the preferred 2kF periodicity for the ions — which puts 2kF at the surface.
• ‘Fermi surface nesting’ is yet another example of the phenomenon. It occurs for complicated crystal structures and/or many electron metals. Here, structures that have two planes of Fermi surface separated by 2kF are favored, and the wavevector q is said to be ‘nested’ between the two.
• Hume-Rothery phases are alloys that have ideal composition to allow atoms to exploit the Friedel oscillation.
NFE pseudopotentials enabled the successful prediction of the crystal structures of the sp3 elements. It is tempting to use this model for ‘empirical’ potential simulation, using the effective pseudopotential core radius and the electron density as fitting parameters; indeed such linear-response pair potentials do an excellent job of describing the crystal structures of sp elements.
For MD, however, there are difficulties: the electron density cannot be assumed constant across a free surface and the elastic constants (which depend on the bulk term) do not correspond to long-wavelength phonons (which do not depend on the bulk term). Since most MD calculations of interest in radiation damage involve defects (voids, surfaces), phonons, and long-range elastic strains, NFE pseudopotentials have not seen much use in this area. They may be appropriate for future work on liquid metals (sodium, potassium, NaK alloys).
The key results from NFE theory are the following:
• The cohesive energy of a NFE system comes primarily from a volume-dependent free electron gas and depends only mildly on the interatomic pair potential.
• The pair potential is density dependent: structures at the same density must be compared to determine the minimum energy structure.
• The pair potential has a long-ranged, oscillatory tail.
• These potentials work well for understanding crystal structure stability, but not for simulating defects where there is a big change in electron density.
• The reference state is a free electron gas: description of free atoms is totally inadequate.
Calder and coworkers examined the effect of carbon on defect production in the Fe-C system with the carbon concentration between 0 and 1.0atom%.125 The Fe potential was developed by Ackland and coworkers.134 The form of this potential is similar to
the Finnis-Sinclair potential discussed throughout this chapter, but the absolute level of defect production is somewhat lower. Simulations were carried out at temperatures of 100 and 600 K for cascade energies of 5, 10, and 20keV. Thirty simulations were carried out at each condition to ensure a good statistical sampling. No systematic effect of carbon was observed on either stable defect formation or the clustering of
vacancies and interstitials. Analysis of the octahedral sites around vacancies and interstitials revealed a statistically significant association of carbon atoms with both vacancies and SIAs. This indicates an effective trapping, which is consistent with the solute-defect binding energies. Although primary damage formation was not affected by carbon, the trapping mechanism could have an effect on damage accumulation.
x
20 keV, 100 K copper
a 20 keV cascade at 100 K in Fe (a) and Cu (b). Note larger SIA
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The concentration of vacancies in equilibrium with a void of radius R, C[;q (R), which enters eqn [74], can be obtained by considering the free energy of a crystal with a void and a solution of vacancies. Let x be the number of vacancies taken from a solution of vacancies to make a spherical void of a radius R = (3 хО/4я)1/3. The associated free energy change is given by
4pR3 2 r n
DF = —— mv + 4P~R2 [75]
where mv = kBT ln(Cv/C*) is the chemical potential of a vacancy (C* is the equilibrium concentration in a perfect crystal) and у is the void surface energy. By differentiating this equation with respect to radius and equating the result to zero, one can find the equilibrium vacancy concentration, which is given by
c?(r)=[76]
Absorption and emission of PDs change a void volume on the basis of the flux of PDs dDV/dt = 4pR2(dR/dt) = (Jv — Ji — Jvem). With the aid of eqns [51], [52], [74] and keeping the leading term
proportional to R only and [76], the growth rate of a void due to absorption of vacancies and SIAs and vacancy emission can be written as ’ 2O~ ‘
RkBT
Neglecting the entropy factor for simplicity, one can find that CJh = exp(-Ef / kBT), where Ef is the vacancy formation energy. The last term in the square brackets on the right-hand side of eqn [66] can be then represented in the following form ’ 2O~ ‘
RkBT where [79] is a well-known equation for the binding energy of a vacancy with a void that is valid for large enough radius. For voids of small sizes, the value Eb has to be calculated by using ab initio or MD methods.
Equation [77] is used in calculations of void swelling. Note that the vacancy and SIA fluxes, the first and second terms, enter this equation symmetrically and this is because of the neglect of the difference in the interactions of SIAs and vacancies with voids. Also, when the sum of the second and third terms in the right-hand side of this equation is larger than the first term, the voids shrink. Such a shrinking takes place during annealing of preirradiated samples or, in some cases, during irradiation, if the irradiation conditions are changed. However, in the majority of cases, voids grow under irradiation because dislocations interact more strongly with SIAs than vacancies.
Many engineering alloys contain ordered phases or precipitates to optimize their properties, in particular mechanical properties. It is thus important to
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by irradiation, and L and M are the mobility coefficients for the conserved and nonconserved fields. Note that here there is no kinetic coupling between these two fields. There is, however, thermodynamic coupling through the expression chosen for the homogeneous free-energy density, eqn [29].
Although point defects are not explicitly used as PF variables, the dependency of the mobility coefficients M and L with temperature, irradiation flux, and sink density (c$) is obtained from a rate theory model for the vacancy concentration under
irradiation in a homogeneous alloy.1 The steady-state phase diagrams for two irradiation flux values are given in Figure 11. At the higher flux, the phase diagram is composed of homogeneous disordered and ordered phases only. At low enough temperature, the ballistic mixing and disordering dominate the evolution of the alloy, leading to the destabilization of the ordered phase at and near the stoichiometric composition X = 0, and to the disappearance of the two-phase coexistence domains for off-stoichiometric compositions.
The model has also been used to study the dissolution of ordered precipitates under irradiation. In agreement with prior lattice-based mean field kinetic simulations,131 it is found that two different dissolution paths are possible, depending upon the composition and irradiation parameters. Ordered precipitates may either disorder first and then slowly dissolve or they may dissolve progressively while retaining a finite degree of chemical order until their complete dissolution. These two kinetic paths have indeed been observed experimentally in Nimonic PE16 alloys irradiated with 300-keV Ni ions.132,133
As mentioned above, one of the most spectacular consequences of RIS is that it can completely modify the stability ofprecipitates and the precipitate micro- structure.47 When the local solute concentration in the vicinity of a point defect sink reaches the solubility limit, RIP can occur in an overall undersaturated alloy. RIP of the y’-Ni3Si phase is observed, for example, in Ni—Si alloys28 at concentrations well below the solubility limit (Ni3Si is an ordered L12 structure and can be easily observed in dark-field image in transmission electron microscopy (TEM)). In this case, it is believed that RIS is due to the preferential occupation of interstitials by undersized Si atoms.28 The y’-phase
can be observed on the preexisting dislocation network, at dislocation loops formed by self-interstitial clustering,28 at free surfaces45 or grain boundaries.48 The fact that the y’-phase dissolves when irradiation is stopped clearly reveals the nonequilibrium nature of the precipitation. This is also shown by the toroidal contrast of dislocation loops (Figure 4(a)): the y’-phase is observed only at the border of the loop on the dislocation line where self-interstitials are annihilated; when the loop grows, the ordered phase dissolves at the center of the loop, which is a perfect crystalline region where no flux of Si sustains the segregation.
In supersaturated alloys, the irradiation can completely modify the precipitation microstructure. It can dissolve precipitates located in the vicinity of sinks when RIS produces a solute depletion. For example, in Ni—Al alloys,49 dissolution of y’-precipitates is observed around the growing dislocation loops due to the Al depletion induced by irradiation (Figure 5), and in supersaturated Ni—Si alloys, Si segregation towards the interstitial sinks produces dissolution of the homogeneous precipitate microstructure in the bulk, to the benefit of the precipitate layers on the surfaces28 (Figure 6) and grain boundaries.50
In the previous examples, RIS was observed to produce a heterogeneous precipitation at point defect sinks. But homogeneous RIP of coherent precipitates has also been observed, for example, in Al-Zn alloys.51 Cauvin and Martin52 have proposed a mechanism that explains such a decomposition. A solid solution contains fluctuations of composition. In case of attractive vacancy-solute and interstitial — solute interactions, a solute-enriched fluctuation tends to trap both vacancies and interstitials, thereby favoring mutual recombination. The point defect concentrations then decrease, producing a flux of new defects toward the fluctuation. If the coupling with solute flux is positive, additional solute atoms
Figure 5 Dissolution of y’ near dislocation loop precipitates in Ni—Al under irradiation. Reproduced from Holland, J. R.; Mansur, L. K.; Potter, D. I. Phase Stability During Radiation; TMS-AIME: Warrendale, PA, 1981. |
arrive on the enriched fluctuations, and so it continues, till the solubility limit is reached.
Proton irradiation has undergone considerable refinement as a radiation damage tool. Numerous experiments have been conducted and compared to equivalent neutron irradiation experiments in order to determine whether proton irradiations capture the effects of neutron irradiation on microstructure, microchemistry, and hardening. In some cases, benchmarking exercises were conducted on the same native alloy heat as neutron irradiation in order to eliminate heat-to-heat variations that may obscure comparison of the effects of the two types of irradiating particles. The following examples cover a number of irradiation effects on several alloys in an effort to demonstrate the capability of proton irradiation to capture the critical effects of neutron irradiation.
Figures 19-23 show direct comparisons of the same irradiation feature on the same alloy heats (commercial purity (CP) 304 and 316 stainless steels) following either neutron irradiation at 275 °C or
Figure 19 Comparison of grain boundary segregation of Cr, Ni, and Si in commercial purity 16 stainless steel following irradiation with either protons or neutrons to similar doses. From Was, G. S.; Busby, J. T.; Allen, T.; etal. J. Nucl. Mater. 2002, 300, 198-216. |
3 MeV proton irradiation at 360 °C to similar doses. Figure 19 compares the RIS behavior of Cr, Ni, and Si in a 316 stainless steel alloy following irradiation to approximately 1 dpa. Neutron irradiation results are in open symbols and proton irradiation results are in solid symbols. This dose range was chosen as an extreme test of proton irradiation to capture the ‘W’-shaped chromium depletion profile caused by irradiation of a microstructure, which contained grain boundaries that were enriched with chromium prior to irradiation. Note that the two profiles track each other extremely well, both in magnitude and spatial extent. Good agreement is obtained for all three elements.
Figure 20 shows a comparison of the dislocation microstructure as measured by the dislocation loop size distribution (Figure 20(a)) and the size and number density of dislocation loops (Figure 20(b)) for 304 SS and 316 SS. The main features of the loop size distributions are similar for the two irradiations, viz. a sharply peaked distribution in the case of 304 SS and a flatter distribution with a tail in the case of 316 SS. The agreement in loop size is good for the 304 SS alloy, while loops are smaller for the proton — irradiated 316 alloy. The loop density is about a factor of 3 less for the proton-irradiated case than the neutron-irradiated case, which is expected as the proton irradiation temperature was optimized to track RIS (higher temperature) rather than the
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Figure 21 Comparison of hardening in commercial purity 304 (a) and 316 (b) stainless steel irradiated with neutrons or protons to similar doses. From Was, G. S.; Busby, J. T.; Allen, T.; etal. J. Nucl. Mater. 2002, 300, 198-216.
dislocation loop microstructure. That the loop sizes and densities are even close is somewhat remarkable considering that loop density is driven by in-cascade clustering, and cascades from proton irradiation are
much smaller than those from neutron irradiation. The surviving fraction of interstitial loops, however, is greater for proton irradiation, partially compensating the greater loop formation rate under neutron
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same model alloy heats were irradiated with neutrons, electrons, or protons at «300 °C to doses spanning two orders of magnitude. The alloys include a high-purity Fe heat (VA) that hardens very little under irradiation, an Fe-0.9Cu (VH) heat that hardens rapidly initially, followed by a slower hardening rate above 0.1 mpda, and a Fe-0.9Ce-1.0Mn alloy (VD) in which the hardening rate is greatest over the dose range studied. Despite the very different compositions and hardening rates, the results of the three types of irradiation agree well.
Figure 26 shows hardening for Zircaloy-2 and Zircaloy-4 irradiated with either neutrons or protons. Although the irradiations were not conducted on the same heats of material, or using similar irradiation parameters, there is good agreement in the magnitude and dose dependence of hardening. Proton irradiation also induced amorphization of a Zr(Fe, Cr)2 precipitate after irradiation to 5 dpa at 310 °C, similar to that observed in reactor. These examples represent a comprehensive collection of comparison data between proton and neutron irradiation and taken together serve as a good example for the capability of charged particles to emulate the effect of neutron irradiation on the alloy microstructure.
As a final example, to emphasize the care that must be exercised in extrapolating the results of one type of irradiation to make predictions for another, we discuss a comparison ofvoid swelling in Cu due to
2.5 MeV electrons, 3.0 MeV protons, and fission neu — trons.41 An attempt was made to keep all irradiation variables constant during the experiments, sample purity, defect production rate, and temperature; only the primary recoil spectrum was varied. The results for nucleation rates of voids and void swelling are shown in Figure 27(a) and 27(b), respectively.
Clearly observed is that void swelling and void nucleation are significantly enhanced for neutron irradiation in comparison to proton or electron irradiation. This result is notably in strong contrast to the efficiencies obtained for defect production and radiation-induced segregation (or FMDs) for these three types of irradiation. The reduced efficiency of the production of FMDs was attributed to defect annihilation within the cascade core; these results for void swelling, however, indicate that the defect clustering process is also critical to microstructural evolution in irradiated alloys. Singh and coworkers41,42 argue that the clustering of interstitials in cascades, and their collapse into dislocation loops, result in interstitial migration by one-dimensional glide of loops, the so-called production bias model.43 As a consequence, interstitials and vacancies become efficiently separated. Swelling therefore is more severe for irradiations that produce energetic cascade, for example, neutrons, than for those that do not, electrons. Proton irradiation is intermediate; that is, small cascades are produced.
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