Biomass disruption in pretreatment process

A prerequisite for ethanol production from lignocellulose is to break recalcitrant structure of material by removal of lignin, and to expose cellulose, making it more accessible to cellulo­lytic enzymes by modifying its structure; this happens in the pretreatment process. Basical­ly, lignocellulose processing into fermentable sugars occurs in two steps: a) pretreatment yielding a liquid fraction that is mostly derived from hemicellulose and lignin and a solid fraction rich in cellulose, b) further enzymatic or chemical hydrolysis of the solid (wet) cellu­lose fraction to yield fermentable sugars.

Delignification (extraction of lignin by chemicals) is an essential prerequisite for enzymatic digestion of biomass; it disrupts the lignin polymeric structure, leading to biomass swelling and increase in its surface area and enables contact of cellulolytic enzymes with cellulose fi­bres. Although some pretreatment methods do not lead to a significant decrease in lignin content, all of them alter its chemical structure making biomass more digestible even though it may contain the same amount of lignin as non-pretreated biomass [29]. Hemicellulose is often dissolved during pretreatment because it is thermosensitive and easily acid-hydro­lysed due to its amorphous branched structure; the liquid fraction obtained after pretreat­ment thus contains mainly pentose sugars (D-xylose, D-arabinose) originating from hemicelluloses, and strains fermenting pentose sugars must be used for its processing into ethanol as discussed later. The solid wet fraction obtained after pretreatment contains pre­dominantly cellulose and needs further processing to yield fermentable sugars.

The conversion of lignocellulose into fermentable sugars is more difficult to achieve than conversion of starch; starchy material is converted from a crystalline to an amorphous struc­ture at temperatures of 60-70°C, while lignocellulose is more resistant — a temperature of 320°C and a pressure of 25 MPa is needed to achieve its amorphous structure in water [17]. Therefore complete decomposition of cellulose is rarely attainable. Although lignocellulose pretreatment is an energy-intensive process, which contributes significantly to the price of the final product (18-20% of the total cost of lignocellulosic bioethanol is attributed to pre­treatment) [8], it is a necessary expense because enzymatic hydrolysis of non-pretreated ma­terial provides less than 20% of the theoretical maximum yield of fermentable sugars for the majority of lignocellulose feedstocks [44]. The resistance of biomass to enzymatic attack is characterized by a number of physical variables such as lignin content, crystallinity index (ratio of crystalline to amorphous composition of cellulose), degree of polymerization, chain length, specific surface area, pore volume or particle size [31], which are material specific; e. g. pretreatment of woody biomass differs considerably from agriculture biomass, while paper sludge doesn’t need any processing.

Efficient pretreatment of biomass is characterized by an optimum combination of variables which leads to effective disruption of the complex lignocellulosic structure, removes most of the lignin, reduces cellulose crystallinity and increases the surface area of cellulose that is accessible to enzymatic attack. At the same time, it should minimize the loss of sugars, limit the formation of toxic compounds, enable the recovery of valuable components (e. g. lignin or furfural), use high solids loading, be effective for many lignocellulosic materials, reduce energy expenses, minimize operating costs and maximize the sugar yield in the subsequent enzymatic processing [4547]. Pretreatment efficiency is usually assessed as: a) total amount of recoverable carbohydrates analysed as concentration of sugars released in the liquid and solid fraction after pretreatment, b) conversion of cellulose, expressed as the amount of sug­ars released by enzymatic hydrolysis of the solid phase, c) fermentability of released sugars, expressed as the amount of ethanol produced in the subsequent fermentation or d) its toxici­ty (concentration of inhibitory compounds released by sugar and lignin decomposition) ana­lysed by HPLC or measured as the ability of test strains to grow.

Although it might seem that the problem of lignocellulose pretreatment has been solved by the chemical pulping process, which has been used commercially for a long time to produce various paper products, the opposite is true; despite most lignin is removed in these proc­esses, they have been optimized to maintain the strength and integrity of cellulose fibres that are used for papermaking or as chemical feedstock and thus they are not easily hydro­lysed by enzymes. The traditional sulfite pulping process was first reported in 1857 where treatment of wood with a mixture of sulfur dioxide in hot water considerably softened the wood; in 1900 the sulfurous acid process was patented [6]. Nowadays chemical pulp pro­duction based on the sulphite method [38] use sulfurous acid and its salts (Ca2+, Mg2+, Na+ and NH4+) in combination with SO2 as a cooking liquor at temperatures of 120 — 150 °C. Sul — furous acid is an impregnation agent, improving the penetration of hydrolytic chemicals in­side the wood structure [48], and importantly, promotes sulfonation of lignin leading to formation of lignosulfonic acid and its salts, that are soluble [49, 50]. Combinations of salts and cooking conditions produce different qualities of cellulose and different compositions of the sulfite waste liquors. Possibility to optimize old sulphite pulping process to obtain high­er degree of saccharification of hard and softwoods had led to various modifications of proc­ess condition [48, 5154]. So called SPORL technique is based on application of solution of bisulphate salts and sulfur dioxide (sulfurous acid) on biomass; sulfuric acid can also be added depending on lignin content (the higher amount of sulfuric acid is necessary for bio­mass with higher content of lignin, e. g. softwood, eucalyptus).

Many other processes have been investigated over the last decades in order to intensify lignocellulose pretreatment process by exploiting various physical, chemical and biological methods or their combination as reviewed elsewhere [29, 47] and summarized in Table 2.

Pretreatment

Condition

Advantages

Disadvantages

Refe­

rence

Physical pretreatment

Mechanical (chipping, shredding, milling, grinding)

Normal temperature and pressure

Decreased cellulose crystallinity, increased surface area, decreased degree of polymerization

High energy demand, no lignin removal

[29, 47]

Biological pretreatment

Biological pretreatment — soft, brown or white rot fungi

Normal temperature and pressure

Low cost, low energy consumption, degradation of lignin and hemicellullose

Low efficiency, loss of carbohydrates (consumed by fungi), long residence times (10-14 days), need for carefully controlled growth condition, big space

[29, 45, 47]

Chemical pretreatment

Dilute acid pretreatment

(H2SO4, HCl, H3PO4, HNO3),

Concentration<4%, temperature 140-215 °C, pressure 0.5 MPa, reaction time seconds to minutes

High reaction rates, lignin disruption, increased accessibility of cellulose, improved digestibility, moderate temperatures

Little lignin removed, hemicellulose dissolved, sugar decomposition (inhibitors), need for acid recycling and pH adjustment

[29, 31, 45, 55]

Concentrated acid hydrolysis (H2SO4, H3PO4)

Concentration 70-77%, temperature 40-100 °C

Crystalline structure of cellulose completely destroyed, amorphous cellulose achieved, low temperature

Hemicellulose dissolved, equipment corrosion, sugar decomposition (inhibitors), need for acid regeneration, pH adjustment, environmental concerns

[45]

Alkali

pretreatment

(NaOH, KOH, Ca(OH)2)

Temperature 25-130 °C

Decreased crystallinity of cellulose, decreased polymerization, lignin removal, few inhibitors

Hemicellulose dissolved, pH adjustment

[29, 55]

Ammonia

pretreatment

Temperature 25-60 °C, reaction time several days

High delignification, cellulose swelling, high

Cellulose crystallinity not reduced, environmental

[45, 47]

volatility of ammonia, concerns low cost, ammonia

Pretreatment

Condition

Advantages

Disadvantages

Refe­

rence

recycle, continuous process, short residence times

Ozonolysis

Room temperature, normal pressure, reaction time — hours

Lignin degradation, no inhibitors, ambient temperature

Hemicellulose dissolved

[21]

Combined acid and alkali pretreatment (formic acid — aqueous ammonia, dilute sulphuric acid- sodium hydroxide)

Cellulose digestion, fractionation of lignocellulose, most of non-cellulosic components removed, high loading

[45]

Combined acid and organic solvent (concentrated H3PO4 + aceton),

Moderate temperatures

Cellulose crystalline structure disrupted, high yield of amorphous cellulose, lignin removed, reduced enzyme loading

Hemicellulose dissolved

[45]

Ionic liquid (IL)pretreatment

Temperature <100 °C, cellulose recovered by addition of water, ethanol or acetone

Lignin extraction, low temperature, high biomass loading, high lignin solubility, cellulose dissolution, solvents recovered and reused, environmentally friendly

Cellulose recovered by addition of acetone, deionized water or alcohol, IL denaturates enzymes, IL must be washed before reused

[29, 44, 45]

Physicochemical pretreatment

Steam explosion

Temperature 160-240 °C, pressure 0.7-4.8 MPa, reaction time 1-10 min followed by biomass explosion

Extensive redistribution of lignin, high cellulose digestibility, cellulose swelling, limited use of chemicals

Little lignin removed, incomplete destruction of biomass matrix, sugar decomposition (inhibitors), hemicellulose dissolved, high energy consumption

[29, 31, 45, 55]

Acid-catalyzed steam explosion

Steam explosion catalysed by addition of H2SO4 or SO2

Decreased time and temperature compared to steam explosion

Inhibitors formation, hemicellulose dissolved, high temperature

[45]

Pretreatment

Condition

Advantages

Disadvantages

Refe­

rence

Liquid hot water pretreatment

Temperature 180-230 °C, elevated pressure, pH 4-7, reaction time up to 15 min

Increased accessibility of cellulose, no inhibitors, no chemicals added, no need for pH adjustment and washing

Hemicellulose dissolved, lower loading

[45, 56]

Ammonia fiber explosion (AFEX)

Anhydrous liquid ammonia, temperature 60-120° C, pressure above 3 MPa, reaction time 30-60 min, followed decompression

Decreased crystallinity of cellulose, expanded fibre structure, increased accessible surface area, lignin depolymerisation and removal, low inhibitor concentrations, low temperature

Not suitable for softwood, hemicellulose dissolved, cost of ammonia, environmental concerns

[29, 31, 45, 55]

Ammonia recycle percolation

Aqueous ammonia (5-15%), temperature 150-180 °C, reaction time 10-90 min, flow 1-5 ml/min

Lignin removed, decreased crystallinity, low inhibitor concentrations, moderate temperatures

Hemicellulose dissolved, environmental concerns

[29]

Organosolv

pretreatment

Organic (ethanol, methanol, ethylene glycol, glycerol, DMSO) or organic-aqueous mixtures, with catalyst at temperature >180 °C (HCl, H2SO4), temperature 100-250°C

Biomass

fractionalization, pure cellulose, selectivity, effective for high-lignin biomass, organic solvents easily recovered (distillation) and reused, less energy

Hemicellulose dissolved, high cost of chemicals, inhibitors formation, need for containment vessels, explosion hazard, environmental concerns

[29]

Carbon dioxide

explosion

treatment

Supercritical CO2, pressure 7-28 MPa, temperature 200 °C, time — several minutes

Increased surface area, low cost chemical, no inhibitors, high solid loading

Effectivity increased with moisture content, costly equipment

[29]

Wet oxidative pretreatment

Addition of oxidizing agent (oxygen, water, hydrogen peroxide)

Low concentration of inhibitors

High pressure and temperature, costly equipment and chemicals (oxygen)

[29]

Table 2. Overview and main characteristics of methods leading to biomass pretreatment

Acid treatments lead mainly to hydrolysis of hemicelluloses (pentose and hexose frac­tions) while alkaline treatments bring about lignin removal. Concentrated acids such as sulphuric or hydrochloric have been used as powerful agents to treat lignocelluloses, but due to their toxicity, corrosivity and necessity of recovery after hydrolysis, attention has shifted to milder conditions e. g. 0.5 % (v/v) sulfuric acid [57]. To improve cellulose hy­drolysis in dilute acid processes, higher temperatures are favoured [58] since at a moder­ate temperature, direct saccharification resulted in low yields. As demonstrated by Candido et al. [59] for bagasse, dilute acid hydrolysis is greatly influenced by reaction time; at 100°C in 10% v/v sulfuric acid, the loss of mass and hemicellulose content de­creased with time while soluble lignin concentration increased. Several modifications of the dilute acid hydrolysis method have been reported, e. g. acid hydrolysis with 1 % H2SO4 to remove hemicellulose and lignin followed by an alkaline step to increase the yield of cellulose. Methods based on the use of organosolv, wet oxidation, steam explo­sion or steam enriched with various impregnating agents (SO2 CO2, NH3) are also often used for lignocellulose pretreatment as summarized in Table 2. The principle of the orga — nosolv is mild hydrolysis of lignocellulose catalysed by sulfuric acid or sodium hydrox­ide in the reactor followed by extraction into ethanol at temperatures around 175 °C. Taking sugar cane bagasse as an example, the solid to liquid ratio can vary from 1 to 5 kg/l or lower, and solubilized lignin and hemicellulose appear in the liquid phase [34].

Wet oxidation is widely used in research and development technologies. Martin et al.

[60] compared wet oxidation of bagasse, which was mixed with water (ca. 6 % w/v dry bagasse) in a special autoclave under slightly alkaline conditions, with steam explosion.

In the wet oxidation procedure, slightly lower solubilisation of lignin, higher solubilisa­tion of hemicellulose and higher cellulose content in the solid phase (approx. 60 % w/w) was achieved in comparison with steam explosion (45 % w/w). The effect of steam en­richment with CO2 or SO2 proved promising results as for enzymatic hydrolysis of cellu­lose and the low content of inhibitors, especially 2-furalaldehyde and 5-hydroxymethyl-2- furalaldehyde.

In summary, biomass pretreatment is a key bottleneck in the bioprocessing of lignocellulose biomass and even though all methods have distinct advantages, as summarized in Table 2, the main problems are high energy consumption and low substrate loading, leading to low sugar recovery. However, increasing the biomass concentration leads to high solid slurries which are very viscous, with a pasta-like behaviour, creating a challenge for mixing, pump­ing and handling; this increases energy demands reflected in a higher price for the ethanol as well as concentrates toxic compounds, thus counteracting any potential benefits [61].

Although the pretreatment process disrupts the complex structure of the material and caus­es partial hydrolysis of cellulose, the content of fermentable sugars is still very low; further enzymatic degradation of the cellulose polymeric chain must be carried out to increase the concentration of glucose, which is utilized (optimally together with hemicellulose-derived monomers) in fermentation as shown in Figure 1.

Most commercial enzyme preparations (the largest producers are Genencor, Novozymes or Spezyme) are produced by cultivation of Trichoderma resei as mixtures of enzymes with en — do-1,4-fi-D-glucanase (EC 3.2.1.4, hydrolysis of (1^4) glucosidic linkages inside the chain), exo-1,4- fi-glucosidase (EC 3.2.1.74, hydrolysis of (1^4) linkage in (1^4)-p-D-glucans to re­move successive glucose units), fi-glucosidase (EC 3.2.1.21, hydrolysis of terminal non-re­ducing p-D-glucosyl residues with release of p-D-glucose) and p-1,4-glucan cellobiohydrolase (EC 3.2.1.91, hydrolysis of (1^4)-p-D-glucosidic linkages in cellulose and cellotetraose releasing cellobiose from non-reducing ends of the chains) activities working in synergy.

image17

Figure 1. Simplified diagram of production of liquid biofuels from lignocellulose biomass

In recent years, the efficiency of commercial enzyme mixtures has rapidly increased and permits high conversions of cellulose to glucose; e. g. 85% and 91% yields of glucose were reported for ionic liquid pretreated poplar and switchgrass [62] and 85% and 83% yields were achieved for acid pretreated poplar and rice straws respectively [17, 63, 64]. Although the differential between the price of amylolytic and cellulolytic enzymes is currently re­duced, the major difference is in dosing; about 40 -100 times more enzyme (based on protein weight) is required to breakdown cellulose compared to starch [29]. According to economic analyses, the conversion of biomass into fermentable sugars, which includes enzyme pro­duction and enzymatic hydrolysis together with indispensable pretreatment of biomass, comprises 33 % of the total cost [8, 17] and the estimated cost of cellulases is 50 cents per gallon (3.785 l) of ethanol, which is often comparable to the purchase cost of the feedstock [65]. For this reason attention has turned to further improvement of the composition and ac­tivity of enzyme cocktails, e. g. by constructing tailor-made multienzyme systems. It was shown that addition of xylanase and pectinase to alkali-pretreated biomass can reduce the negative effect of hemicellulose and pectin, which can restrict access of cellulases to the cel­lulose surface, while p-xylosidase can decompose xylobiose and polymerized xylooligomers to avoid inhibition of cellulolytic enzymes [22, 45]. Unfortunately, improved enzyme cock­tails are not generally applicable, e. g. an enzyme complex enriched with p-mannanase and amyloglucosidase improved digestibility of dried distillers grains, but this was not required for corn stover [22]. Furthermore, the rate and efficiency of enzymatic hydrolysis can be af­fected by enzyme adsorption to non-cellulolytic substrates, e. g. lignin through phenolic groups and hydrophobic interactions, which limits the accessibility of cellulose to cellulases [45, 47]. To reduce this effect, "designer cellulosomes" have been recently constructed [45].

The cellulosome is a large complex of cellulolytic enzymes, originally produced by anaero­bic bacteria [66], and has been engineered to comprise a recombinant chimeric scaffolding protein and many bound protein hybrids that have low lignin binding affinity. A different approach is represented by the addition of non-catalytic additives, e. g. surfactants (e. g. Tween, polyethylene glycol), polymers or proteins (bovine serum albumin, gelatine), which compete with cellulolytic enzymes for adsorption sites of lignin and thus prevent non-pro­ductive enzyme binding and can also facilitate enzyme recycling. Addition of expansins (plant proteins), expansin-like proteins or swollenin (fungal protein) promotes enhanced en­zymatic hydrolysis by disrupting hydrogen bonding between cellulose and other cell-wall polysaccharides [45]. Recycling of enzymes, e. g. by ultrafiltration, re-adsorbtion onto fresh substrate, enzyme immobilization onto various materials e. g. chitosan-alginate composite, chitosan-clay composite, Eupergit C, mesoporous silicates, silicagel or kaolin are other ap­proaches to reduce pretreatment costs [45].

The activity of cellulolytic enzymes can be reduced not only by ineffective binding, but also by feedback inhibition by glucose and cellobiose released by hydrolysis of cellulose as reviewed by Andric et al. [67] and by inhibitory effects of toxic products that may be released during pretreatment (type and concentration depends on biomass and process conditions) and can affect not only the rate and yield of saccharification but also sub­strate fermentability.