Basics informations about steam treatments

Подпись: exp image400 Подпись: * dt Подпись: (1)

The first technological challenge restraining the commercialisation of the cellulosic biomass industry is the fractionation of the lignocellulosic biomass to isolate the cellulose macromolecule. Similar processes have been applied by the pulp and paper industry for decades but there is a new objective now, the complete utilisation of the carbon-based structures of the biomass as well as a reduction of the water consumption, hence, the concept of biorefinery. Although the traditional pulping processes are being remodelled to fit with the biorefinery approach, other processes are also investigated among which are the organosolv process and steam treatments. There is a significant variety of different steam treatments which all rely on the same concept: biomass is first saturated with a solvent (usually water) with or without the utilisation of a catalyst (acid or basic depending on the targeted macromolecule). The mixture is then "cooked" by addtion of steam in a pressure — resistant vessel for a certain period after which a valve is open, and the vapor phase exits the vessel through a nozzle entraining the solids. The exiting vapor reaches very high velocities as a function of the geometry of the nozzle thus reaching a sonic velocity. A "explosion" takes place while induced by the sonic field. The water saturating the biomass in its pores rapidly expands to vapour causing cell changes which vary from simple fibrilar disaggregation to fragmentation. During cooking, water, at high pressure and temperature, has a high dissociation constant leading to the occurence of a larger quantity of hydronium ions directly formed in the saturated pores of the biomass. Hemicelluloses, which are highly ramified and relatively easy to hydrolyse (in comparison to cellulose), will be affected by the increasing concentration of ions in the solution. The reaction of water and biomass is of course a major concern when considering steam treatments and it was found that in the absence of a catalyst, the two most important factors that were related to fractionation of the biomass and the hydrolysis of hemicelluloses were temperature and cooking period. The relationship between both parameters has been related to a mathematical equation called the "severity factor". This equation, reported first by Overend and Chornet (1987) has been from this point forward a significant contribution for the homogeneization of the steam processes.

So = log Ro (2)

Where So is the severity fractor, T is the temperature (expressed in degree celcius) and the overall equation relates on the integral of the temperature curve between the start and the end of the cooking period, including the preliminary heating leading to operating temperature. Severity factors were also related to the relative hydrolysis of the hemicelluloses macromolecule and (Overend and Chornet., 1987) showed that at a severity factor of 4, hemicelluloses were completely hydrolysed and there was starting to be an impact on the cellulosic fiber. This concept, can serve as a guide for other substrates although it was shown to vary from one feedstock to another, mostly because of the varying nature and amounts of hemicelluloses found in the biomass (Lavoie et al., 2010a, 2010b, 2010c). Impact of the calculated severity factor has also been reported for other feedstocks as

Подпись: Softwood chips Hardwood chips Straws Fig. 2. Lignocellulosic matrix obtained after a non-catalytic steam treatment of different biomasses with a severity factor between 3 and 4

residua! cotton and recycled paper (Shen et al., 2008), aspen wood (Li et al., 2005), douglas fir (Wu et al., 1999), from rice husk and straws (Gerardi et al., 1999), from yellow poplar, from peanut hulls and from sugar cane (Glasser et al., 1998). In most of the cases reported previously, the ideal severity factor for the isolation of cellulose and hydrolysis of hemicelluloses was found to be between a severity factor of 3 and 4. A non-catalytic steam process of biomass usually leads to a brown lignocellulosic fibre as depicted in Figure 2 below:

image404 Подпись: T - Tref ю' image406 Подпись: (3)

Although hydrolysis of hemicelluloses can be performed only using the natural dissociative potential of water, many researches have investigated the effects of including a catalyst on the overall outcome of the process. Both acid and basic catalyst has been considered and each will have the tendency to target one type of macromolecule more than the other. Whilst acids will have a more pronounced effect on cellulose, bases will have a more significant effect on lignin. Among the acids that were used for catalysis of steam explosion reaction, sulphuric acid is one of the most common but also one of the less expensive at an industrial level. Utilisation of the latter has been reported repetitively in literature (Lawford et al., 2003; Emmel et al., 2003; Ballesteros et al., 2001). Directly comparable to sulphuric acid, sulphur dioxide was also widely used as a catalyst for steam explosion. The latter will interact with biomass and react with water to produce in turn sulphuric acid. The main difference might be that utilisation of SO2 would allow a more homogeneous distribution of the acid catalyst in the biomass since the diffusion of the gas should be higher than the sulphuric acid molecule. Such a treatment has been effectively applied on lodgepole pine (Ewanick et al., 2007), poplar (Lu et al., 2009), aspen (De Bari et al., 2007) and eucalyptus (Ramos et al., 1999). The acid catalyst will have a direct effect on the hydrolytic potential of the mixture increasing the natural hydrolytic potential of water considerabily. As for the previously mentioned severity factor, researchers have tried to translate this phenomenon into an equation. Abatzoglou et al. (1992) were able to introduce the concentration of acid into the calculation of the severity factor as depicted below:

Where X and Xref is the acid loading (g of acid/g of dry biomass) and reference (acid loading, g of acid/g of dry biomass) respectively, A is a parameter expressing the acid catalyst role in conversion of the system, ш’ is parameter expressing the temperature role in conversion of the catalysed reaction system and tR is the reaction time. A couple of years later, Montane and co-workers (Montane et al., 1998) developed a new version of the equation which included slight modifications over the equation proposed by Abatzoglou et al. The equation is depicted below: (4)

In this equation the шо parameter express the energetic of the process respect to a reference reaction temperature, T and t remains the temperature and time whilst у defines the shape of the distribution of activation energies. The research also showed that it was possible, for a specific species, to estimate the whole conversion of the process using a single equation:

(1 — f) = exp ^-h06*1010 exp (^—733) C0674 0— J (5)

Where f is the conversion parameter and C is the catalyst concentration. Equation 5 has been developed by Montane et al. using birch as substrate for the steam explosion process. Utilisation of an acid catalyst, for similar temperatures and times, should allow a more complete hydrolysis of the hemicelluloses but should also attack the cellulose molecule which is overall sensitive to the occurence of protons. It has been mentioned and it is still widely studied that the interactions between the hydronium and the cellose macromolecule may lead to a more efficient hydrolysis to glucose when used as a pretreatment for an enzymatic treatment (Dererie et al., 2011; Khunrong et al., 2011; Zhang et al., 2009). In most of the previously mentioned situations, utilisation of the catalyst leaded to increased value for conversion following the enzymatic hydrolysis, although in some specific cases, even if the conversion to glucose was increased, the fermentation was strongly inhibited by the production of furfural-derived compounds. Dehydration of xylose to furfural is depicted in Figure 3.

Dehydration of carbohydrates is strongly induced by acid catalysts at temperature higher than 150 oC with a classical inorganic catalyst although lower operating conditions were reported for the utilisation of ionic liquids (Tao et al., 2011). Five-carbon carbohydrates will dehydrate to furfural whilst dehydration of C6 sugars will lead to 5-hydroxymethylfurfural (5-HMF) (Zhang et al., 2010). The latter will usually be less concentrated in a steam explosion process since it will require an isomerisation of the aldohexose sugars to a ketohexose form. Furthermore, under acid catalyst, 5-HMF has been reported to undego spontaneous hydrolysis to levulinic acid and formic acid which are both fermentation inhibitors. The minimal concentration at which furfural starts to inhibit fermentation has been reported to be at 2-3 g/L (Palmqvist et al., 1999) whilst as for 5-HMF, it has been reported that the concentration that causes 50% inhibition of fermentation was of 8 g/L. Base-catalysed steam explosion may also be a potential pathway since the occurence of hydroxide ions, as in the case of kraft pulping, would lead to the hydrolysis of the hemicelluloses as well as the lignin whilst allowing the isolation of cellulose. Utilisation of NaOH as a catalyst for steam explosion has been reported in literature (Zhuang et al., 1997;

image272 image275 image277

Li et al., 2005), although less frequently in comparison to the acid-catalysed reaction. Another process called ammonium fiber explosion is also slightly comparable to a base — catalysed steam explosion since it will allow defibration of the feedstock in a first time, then the interaction of ammonia with water can be directly related to an hydroxide ion catalyst although part of the hydrolysis process could be related to the ammonia itself although it is highly soluble in water and it interacts in an classical acido-basic reaction to produce ammonium hydroxide. This concept was efficiently tested on rice straws (Vlasenko et al., 1997) and the process itself has been patented by Dale et al. The Feedstock Impregnation Rapid and Sequential Steam Treatment (FIRSST)

Since a non-catalytic and an acid steam treatment allowed targeting the carbohydrate-based macromolecules from the biomass and the based-catalysed reaction allowed partial depolymerisation and solubilisation of lignin, our group has developed the two step FIRSST (Feedstock Impregnation Rapid and Sequential Steam Treatment) process. The biomass is first reduced in size to a range 3 to 6 cm long. It then follows the process flow diagram depicted below (Figure 4).

Biomass is first extracted with water, solvent and/or a mixture of both to extract the secondary metabolites. Two reasons justify the preliminary extraction, first some of the compounds could have a bioactive potential thus leading to applications in cosmetics and pharmaceuticals. Secondly, the extractives could act as inhibitors for fermentation and depending what is the targeted application for the broth obtained after the first steamexplosion, it might be beneficial to remove such compounds. After extraction, biomass is rinced with a minimal amount of water to remove traces of the residual solvent or to ensure maximal removal of extracts. Typically, at the bench scale level, a 5/1 massic ratio of water/biomass is used at this point. Biomass is then impregnated with water to ensure

image411
Подпись: Mostly cellulose
Подпись: Mostly Lignin

maxima! penetration of the aqueous medium in the biomass’ pores. Impregnation could be performed with or without pressure, either positive or negative. Saturation with water is one of the key elements for performing an efficient steam process and has to be monitored carefully. Impregnation could be performed by letting the biomass soak in water for a time period (typically up to 24h) allowing the water molecules to fill the small pores via capillarity. Whilst both positive and negative pressure might be used, utilisation of a positive pressure to ensure water penetration is by far the most efficiently scalable approach. After impregnation, excess water has to be removed, a pressure of 100 psi is sufficient both for the pressurized impregnation process as well as the following excess water removal. Once excess water is removed, the biomass is transferred in the FIRSST reactor where it is cooked for 2-4 minutes whilst monitoring the severity factor of the whole process. In a two step FIRSST process, one must ensure that the severity factor of the first process is not excessively high or the following delignification process, although efficient, will lead to excessive conversion and a lignin-carbohydrates broth after the second process. Once the first FIRSST process is completed, the biomass is once more impregnated but this time with an aqueous diluted NaOH solution (typically 1-10%). Impregnation as well as removal of excessive solution was performed at 100 psi and room temperature. The residual lignocellulosic matrix is then cooked at temperature comparable to the first process although typically in a 10 oC inferior temperature range. Once the second cooking period is completed, biomass is rinced with a 10/1 ratio water/fibre to ensure removal of the remaining sodium ions. Such process has been tested on different feedstock including energy crops (Lavoie et al., 2010a), residual forest biomass (Lavoie et al., 2010b) and different agricultural residues (Lavoie et al., 2011). When using based-catalysed steam process, the catalyst itself, as in the case of acid hydrolysis, becomes an important factor of the reaction. Increasing the concentration of the basic catalyst showed to have a direct impact on lignin removal and using the same conditions (time and temperature), it was shown that an increasing alkali concentration in the mixture allowed the production of a whiter fibre. The texture of the fibres are strongly affected by the severity of the steam processes, example of the different textures of fibres produced according to the two-step FIRSST process used on triticale straws are depicted below (Figure 5).

At this point, the two-step FIRSST process has allowed the isolation, in high yields, of all the fractions of lignocellulosic biomass whilst producing pulp with good mechanical properties. Example of mechanical properties obtained from FIRSST pulps are depicted in the Table 4 for Salix vimimalis (Lavoie et al., 2010a), for a mixture of softwood (Lavoie et al., 2010b) and for Cannabis sativa (Lavoie et al. unpublished results). Opportunity to produce quality pulp is yet another advantage of this technique which would, from the same feedstock, allow the production of many derived products including ethanol and cellulose.

For the first step of the steam explosion and as mentionned earlier, no catalyst is used since the hemicelluloses and/or protein found in the lignocellulosic matrix were shown to be directly affected by water at the operating conditions. The first step of the FIRSST process is usually performed between temperatures of 180-230 oC depending on the nature of the biomass used as a feedstock. As an example, residual forest biomass was shown to require more severe conditions in comparison to residual agricultural biomass as triticale or hemp. Cooking period is usually ranging from 2-4 minutes, but it most of the cases investigated by our team, a 2 minute cooking period was shown sufficient. The uncatalyzed steam explosion process can be related to the severity factor that is calculated from the cooking temperature and time, needless to underline the fact that similar severity could be obtained by increasing the cooking period whilst decreasing the temperature. The 2 minutes cooking time usually
excludes the heating period where biomass is heated to the operating conditions, nevertheless, this heating period is taken into consideration when calculating the severity factor. The heating period for the FIRSST process varies from 10-30 seconds and the temperature of biomass is monitored with thermocouples strategically located in the steam explosion reactor and recorded on an acquisition system allowing control and downstream calculations with regards to the conditions of operation.